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Banking Finance & Securities

5 item(s) found
  • On-demand
  •  1.2 CLE; 1.0 General COA

The U.S. Securities and Exchange Commission has received a good deal of press recently because of a U.S. Supreme Court decision, Lucia v. SEC, which decided the way in which the SEC administrative law judges are hired is unconstitutional. Additionally, the Supreme Court granted cert to hear another securities enforcement case. The second case, Lorenzo, is interesting because Judge Brett Kavanaugh, the president’s choice to fill the high court seat of retired Associate Justice Anthony Kennedy, sat on the panel that heard the previous review of Frank Lorenzo’s case and wrote a dissent from the majority holding.

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  • On-demand
  •  1.5 CLE; 1.5 General COA

The results of the upcoming national midterm elections will resonate far beyond 2018. Please join us for a lively conversation with those who have spent decades in federal government on both sides of the aisle as they discuss these important questions:

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  • On-demand
  •  1.0 General COA, 1.2 CLE

Financial services is in a period of rapid transformation. How are firms in this space – from well-established banks to fintech startups—getting a full grasp on government requirements, scaling sustainably, maximizing their technology investments? And what is Legal’s role in all this innovation? 

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  • On-demand
  •  1.0 General COA, 1.0 CLE

Many businesses have adopted blockchain and cryptocurrency tools, but the lack of regulations surrounding them leaves legal questions for corporations and their counsel. Practitioners should stay updated on these evolving issues and the potential impact any regulatory action will have on their practice and clients. Join blockchain experts who will share their predictions on where blockchain regulation will originate and what regulations might be expected, and provide strategies for how companies should prepare for regulatory action.

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  • On-demand
  •  1.0 General COA, 1.0 CLE

Technology tends to be a key asset that drives cross-border deals involving both technology and non-technology focused businesses, particularly as different jurisdictions are innovating in various manners.  However, complex regulatory, compliance, and technical challenges arise in these particular deals, including increased scrutiny around technology and conflicting M&A regulations across jurisdictions. 

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